License Assist Service

Compli-Serve’s License Assist Service is designed to assist clients in obtaining licenses under the Financial Advisory and Intermediary Services (FAIS) Act. Our service provides guidance and support throughout the licensing process to ensure compliance with regulatory requirements. Here is a service description of Compli-Serve’s License Assist Service:

Brand New Client – New Cat I License: For new clients entering the financial services sector, we offer comprehensive assistance in registering a new Category I license. Our consultants will guide you through the licensing process, helping you meet the necessary requirements and regulatory obligations.

Brand New Client – New Cat II/IIA License: We provide full support to new clients who require a new Category II/IIA license. Our experienced consultants will assist with the licensing application, documentation, and compliance processes, ensuring a smooth and efficient licensing experience.

Brand New Client – New Crypto FSP: If you are a new client seeking to register as a Crypto Financial Services Provider (FSP), we offer specialized assistance tailored to the unique requirements of this sector. Our consultants will guide you through the application process, helping you meet the specific regulatory obligations.

Existing Client – New Cat I License: We provide comprehensive assistance to existing clients who want to register a new Category I license. Our experienced consultants will guide you through the licensing process, ensuring compliance with FAIS Act requirements.

Existing Client – New Cat II/IIA License: For existing clients seeking a new Category II/IIA license, we offer tailored support to facilitate the licensing process. Our consultants will assist with the application, documentation, and compliance obligations specific to Category II/IIA licenses.

Existing Client – New Cat IV License: We assist existing clients in obtaining a new Category IV license. Our consultants will ensure compliance with regulatory requirements and provide guidance on the application process, supporting documentation, and other necessary steps.

Existing Client – Upgrade from Cat I to Cat II: If you are an existing client and wish to upgrade from a Category I license to a Category II license, our consultants will provide the necessary support and guidance. We will assist in evaluating the requirements, preparing the application, and ensuring a smooth transition.

Offshore Applicants: We offer tailored services for offshore applicants based on their firm size and requirements. Our consultants provide guidance and support throughout the licensing process, ensuring compliance with local regulations and industry standards.

Please note that the fees for our License Assist Service are customized based on the specific requirements and complexity of each application. Our experienced consultants work closely with clients to provide transparent pricing and ensure a seamless licensing experience.