Building Brands Through Compliance

Constantly challenging ourselves to deliver more to our clients


  • Compli-Serve is an independent specialist provider of advisory and operational compliance services to the financial services sector.

Compli-Serve was originally established in March 2003 by current Managing Director Richard Rattue and licensed by the Financial Services Board to render compliance services on 27th June 2003.

Today we are a leading independent provider of regulatory compliance services to the financial services sector. The company has its head office located in Cape Town and has regional offices in Johannesburg, Pretoria, Durban and Bloemfontein and services clients in all major business nodes around the country.

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“We are a Financial Services Company that needed help with compliance services. We were initially concerned about choosing an external compliance services company because of the complex nature of the financial services sector. What we found was how knowledgeable and hands-on everyone at Compli-Serve is”.

Nadia Fourie, Wells Faber

“The results that we got were a seamless transition to Compli-Serve, full collaboration and support, enabling us to meet the increasing demand in regulatory compliance. We particularly enjoy the additional services offered by Compli-Serve, such as Test Zone and regular and up to date webinars. We would recommend Compli-Serve to anyone in the financial services sector who needs help with regulatory compliance services.”

Nadia Fourie, Wells Faber

“It has been an absolute pleasure working with Compli-Serve and our designated Compliance Officer, Gerry Grispos.  Risk management and erring of the side of caution is a priority in compliance and Gerry handles these situations with ease. His extensive knowledge within the industry aids us in navigating rough waters which is greatly appreciated.”

Parveen Sonday, Future Forex SA (Pty) Ltd

“Compli-Serve has been a trusted partner of Edge Growth Ventures since 2018. We have been working with Jan Scholtz since and must commend him and his team for their continued support and assistance. We have developed a great partnership with Jan and we truly appreciate his in-depth industry and regulatory knowledge. We have forged great bonds over the years and will continue to do so over time!”

Tracey Chockalingam, Edge Growth Ventures

“Compli-Serve has consistently demonstrated unwavering reliability over the years. Your team’s commitment to staying up-to-date with regulatory changes and ensuring our compliance has given us peace of mind”.

Neville and Bianca Davies, Prestige Insurance Consultants cc

“Compli-Serve’s expert guidance and professional advice have been invaluable to us. Your team’s deep understanding of the insurance industry’s regulatory landscape has helped us navigate complex compliance issues with ease.”

Neville and Bianca Davies, Prestige Insurance Consultants cc

“Compli-Serve’s approach to client support is truly commendable. Their team has always been there for us, offering guidance and assistance whenever we needed it. Their unwavering support has been instrumental in our success.”

Neville and Bianca Davies, Prestige Insurance Consultants cc

“Compli-Serve’s communication with us has been nothing short of brilliant. We are constantly impressed by your team’s ability to respond virtually instantaneously to our inquiries and provide clear, concise and timely information.”

Neville and Bianca Davies, Prestige Insurance Consultants cc

“Compli-Serve’s commitment to ethical standards aligns perfectly with our values. We appreciate their dedication to ensuring that our compliance practices are not only effective but also ethically sound.”

Neville and Bianca Davies, Prestige Insurance Consultants cc

“Compli-Serve’s efficiency in handling compliance matters has saved us both time and resources. We can focus on our core business activities with the confidence that our compliance needs are being expertly managed by your team.”

Neville and Bianca Davies, Prestige Insurance Consultants cc

“We could not have asked for a better compliance partner than Compli-Serve. Their unwavering dedication to our success, combined with your professionalism and expertise, has been a driving force behind our achievements in the insurance industry.”

Neville and Bianca Davies, Prestige Insurance Consultants cc

“As we look forward to the next 20 years of our partnership, we do so with complete confidence that Compli-Serve will continue to be an integral part of our journey. Thank you for your outstanding service and commitment to excellence.”

Neville and Bianca Davies, Prestige Insurance Consultants cc

Contact Us

Whether you are seeking further information about our services, have a specific inquiry, or simply want to connect please feel free to reach out using the contact details below, and we’ll be in touch shortly.