More than 10 Years in Compliance

Top 20 recently added resources

  17 April 2018: Council for Medical Schemes Levies Act: Levies on medical schemes
  17 April 2018: Financial Markets Act: JSE listing requirements: Amendments
  17 April 2018: Copy of Enforcement Order- Novare Collective Investment Schemes
  13 April 2018: CompliNEWS (11/2018) compliance newsletter
  11 April 2018: ADDRESS TO STAFF AT LAUNCH OF THE FINANCIAL SECTOR CONDUCT AUTHORITY- Speech by Finance Minister
  10 April 2018: The Financial Sector Conduct Authority "FSCA" makes available document containing contact details, including telephone numbers and email addresses, of people in the various departments of FSCA
  9 April 2018: New FSCA Application Form by FSPs for authorisation
  9 April 2018: FSCA GENERAL COMMUNICATION ON FICA- IMPLEMENTATION OF THE AMENDMENTS TO THE FINANCIAL INTELLIGENCE CENTRE ACT, 2001 – SUPERVISORY APPROACH
  9 April 2018: FSCA Press Release- Conduct standards for authorised over-the-counter derivative providers
  5 April 2018: FSCA Press Release-Financial Services Board (FSB) has officially taken up its new mandate as the Financial Sector Conduct Authority (FSCA), effective 1 April 2018
  5 April 2018: FSB Appeal Board-Settlement & Judgment - Prime Unclaimed Benefits Preservation Pension Fund / Registrar of Pensions (Case No.: A7/2018)
  5 April 2018: FSB Appeal Board-Judgment - Earlybird Farm Provident Fund and Board of the Earlybird Farm Provident Fund and Registrar of Pension Funds
  5 April 2018: FSB FAIS Conference presentation- The Supervision Desk by Felicity Mabaso
  5 April 2018: FSB FAIS Conference presentation- The changing role of the intermediary in the financial industry by Lizelle vd Merwe (Key note address)
  5 April 2018: FSB FAIS Conference presentation- Digital Innovation Financial Technology -Global and Local perspectives by Farzana Badat
  5 April 2018: FSB FAIS Conference presentation- Legislative Developments by Loraine van Deventer
  5 April 2018: FSCA letter to all stakeholders- the new financial services regulator is here
  3 April 2018: FIC PUBLIC COMPLIANCE COMMUNICATION No 05C- REGISTRATION WITH THE FINANCIAL INTELLIGENCE CENTRE IN TERMS OF SECTION 43B OF THE FINANCIAL INTELLIGENCE CENTRE ACT, 2001
  3 April 2018: Invitation to comment on proposed amendments to the Qualifications, Experience and Criteria for approval as Compliance Officer, 2018; comments by 1 June 2018
  3 April 2018: Invitation to comment on proposed amendments to the Determination of Fit and Proper Requirements, 2018 - comments by 1 June 2018