More than 10 Years in Compliance


The Compli-Serve Market Conduct Service well received [16-Aug-2016]

As you may be aware, Compli-Serve undertook a strategic service review during the course of 2015 to both ensure alignment with current regulations and to look ahead at the changing regulatory landscape.
"The new service has been well received by both existing clients and new clients looking to outsource their compliance undertaking,", says James George, Compliance Manager at Compli-Serve SA.

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Compli-Serve SA launches CIS compliance and support services offering [16-Aug-2016]

The regulation of Investment Managers in South Africa depends on a variety of factors including the nature of the services they provide, the type of fund structures employed and the target client base. In general, the provision of investment management services is subject to regulation in terms of the Financial Advisory and Intermediary Services Act of 2002. However, if a Manager manages a Collective Investment Scheme (“CIS”) then such Manager is required to be registered as a CIS Manager in terms of the Collective Investment Schemes Control Act of 2002 (“CISCA”) and is therefore subject to regulation of CISCA.   more  >>